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Filing Details

Accession Number:: 0001354488-14-004623
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-15 12:13:30
Reporting Period:: 2014-09-10

Filing Date:: 2014-09-15
Accepted Time:: 2014-09-15 12:13:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1433966	Green Earth Technologies Inc	GETG	Wholesale-Chemicals & Allied Products (5160)	260755102

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1408842	F Walter Raquet	C/O Green Earth Technologies, Inc. 1136 Celebration Blvd Celebration FL 34747		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-09-10	12,750,324	$0.00	12,750,324	No	4	P	Indirect	By FWD LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By FWD LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,339,520	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	6% Secured Convertible Debenture	$0.13		2014-12-31	0	0	Indirect
Common Stock	Series A Common Stock Purchase Warrant	$0.16		2016-12-31	2,205,882	2,205,882	Indirect
Common Stock	6% Secured Convertible Debenture	$0.13		2014-12-31	0	0	Direct
Common Stock	Series A Common Stock Purchase Warrant	$0.16		2016-12-31	1,470,588	1,470,588	Direct
Common Stock	6% Secured Convertible Debenture	$0.06		2014-12-31	0	0	Indirect
Common Stock	Series A Common Stock Purchase Warrant	$0.21		2016-12-31	1,838,235	1,838,235	Indirect
Common Stock	6% Secured Convertible Debenture	$0.06		2016-03-31	0	0	Indirect
Common Stock	Series A Common Stock Purchase Warrant	$0.21		2018-11-01	2,000,000	2,000,000	Indirect
Common Stock	6% Secured Convertible Debenture	$0.06		2016-03-31	0	0	Indirect
Common Stock	Series A Common Stock Purchase Warrant	$0.21		2019-03-27	125,000	125,000	Indirect
Common Stock	6% Secured Convertible Debenture	$0.06		2016-03-31	0	0	Indirect
Common Stock	Series A Common Stock Purchase Warrant	$0.21		2019-06-30	322,500	322,500	Indirect
Common Stock	Options to purchase common stock	$0.17	2013-06-04	2022-06-04	150,000	150,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-12-31	0	0	Indirect
2016-12-31	2,205,882	2,205,882	Indirect
2014-12-31	0	0	Direct
2016-12-31	1,470,588	1,470,588	Direct
2014-12-31	0	0	Indirect
2016-12-31	1,838,235	1,838,235	Indirect
2016-03-31	0	0	Indirect
2018-11-01	2,000,000	2,000,000	Indirect
2016-03-31	0	0	Indirect
2019-03-27	125,000	125,000	Indirect
2016-03-31	0	0	Indirect
2019-06-30	322,500	322,500	Indirect
2022-06-04	150,000	150,000	Direct

Footnotes

These shares were acquired by the Reporting Person pursuant to a transaction in which FWD, LLC acquired all the shares and certain debt of the Issuer held by a third-party on 9/10/14. The Reporting Person is one of three members of FWD, LLC. Investment decisions of FWD, LLC require the unanimous approval of all of its members.
Immediately.
As of 9/1/14 the outstanding principal on the 6% Secured Convertible Debenture was convertible into 4,411,765 shares of the Issuer's common stock.
The Reporting Person controls the power to vote and dispose of the securities and disclaims beneficial ownership extent of his pecuniary interest in the securities.
As of 9/1/14 the outstanding principal on the 6% Secured Convertible Debenture was convertible into 2,941,176 shares of the Issuer's common stock.
As of 9/1/14 the outstanding principal on the 6% Secured Convertible Debenture was convertible into 3,676,471 shares of the Issuer's common stock.
As of 9/1/14 the outstanding principal on the 6% Secured Convertible Debenture was convertible into 13,333,333 shares of the Issuer's common stock.
As of 9/1/14 the outstanding principal on the 6% Secured Convertible Debenture was convertible into 833,333 shares of the Issuer's common stock.
As of 9/1/14 the outstanding principal on the 6% Secured Convertible Debenture was convertible into 2,150,000 shares of the Issuer's common stock.
Options vest as follows: 1/3 on the first anniversary of the 6/4/2012 grant date; 1/3 on the second anniversary of the grant date; and the balance on the third anniversary of the grant date.