Filing Details

Accession Number:
0001209191-14-057759
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-12 18:26:09
Reporting Period:
2014-09-10
Filing Date:
2014-09-12
Accepted Time:
2014-09-12 18:26:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
889936 Privatebancorp Inc PVTB State Commercial Banks (6022) 363681151
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1262953 Gtcr Golder Rauner Ii Llc 300 N. Lasalle Street
Suite 5600
Chicago IL 60654
Yes No No No
1358713 P L Ix/A Fund Gtcr 300 N. Lasalle Street, Suite 5600
Chicago IL 60654
Yes No No No
1421266 Gtcr Partners Ix, L.p. 300 N. Lasalle Street
Suite 5600
Chicago IL 60654
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-10 1,107,077 $0.00 2,728,229 No 4 C Direct
Common Stock Disposition 2014-09-10 1,107,077 $29.90 1,621,152 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Voting Common Stock Disposition 2014-09-10 1,107,077 $0.00 1,107,077 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
242,606 No 4 C Direct
Footnotes
  1. GTCR FUND IX/A, L.P. ("FUND IX/A") is the direct beneficial owner of shares reported in Tables I and II. GTCR Partners IX, L.P. ("GTCR Partners IX") is the general partner of FUND IX/A and GTCR Golder Rauner II, L.L.C. ("GTCR") is the general partner of GTCR Partners IX. As such, GTCR Partners IX and GTCR may be deemed to be beneficial owners of the shares reported in Tables I and II. The filing of this form shall not be deemed an admission that GTCR Partners IX or GTCR is, for Section 16 purposes or otherwise, the beneficial owner of those shares.
  2. Each share of Non-Voting Common Stock is convertible into Common Stock on a one-for-one basis.
  3. The Conversion of the Non-Voting Common Stock to Common Stock will be completed in connection with the settlement of the sale of Common Stock.
  4. The Non-Voting common stock is convertible into Common Stock at any time and has no expiration date.