Filing Details

Accession Number:
0001379828-14-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-12 17:44:50
Reporting Period:
2014-09-10
Filing Date:
2014-09-12
Accepted Time:
2014-09-12 17:44:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1022652 Novatel Wireless Inc NVTL Communications Equipment, Nec (3669) 860824673
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341810 Alex Mashinsky 9645 Scranton Road
Suite 205
San Diego CA 92121
Interim Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-10 2,346 $2.28 137,567 No 4 A Direct
Common Stock Acquisiton 2014-09-11 3,200 $2.29 140,767 No 4 P Direct
Common Stock Acquisiton 2014-09-12 21,800 $2.37 162,567 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Shares issued under the 2009 Omnibus Incentive Compensation Plan in lieu of cash otherwise payable for Q2 2014 Board fees.
  2. This transaction was executed in multiple trades at prices ranging from $2.28 to $2.30. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  3. This transaction was executed in multiple trades at prices ranging from $2.34 to $2.41. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.