Filing Details
- Accession Number:
- 0001011034-14-000112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-12 15:51:40
- Reporting Period:
- 2014-09-10
- Filing Date:
- 2014-09-12
- Accepted Time:
- 2014-09-12 15:51:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1011509 | Golden Minerals Co | AUMN | Gold And Silver Ores (1040) | 841363747 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1520861 | Sentient Global Resources Fund Iv, L.p. | Landmark Square, 64 Earth Close West Bay Beach South George Town, Grand Cayman E9 KY1-1107 | No | No | Yes | No | |
| 1532092 | Sentient Executive Gp Iv, Ltd | P O Box 10795 Grand Cayman E9 KY1-1007 | No | No | No | Yes | |
| 1580229 | Sentient Gp Iv, Lp | P O Box 10795 Grandy Cayman Ky1-1007 E9 00000 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-10 | 5,800,000 | $0.82 | 10,283,944 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2014-09-10 | 119,352 | $0.00 | 119,352 | $7.17 |
| Common Stock | Warrants | Acquisiton | 2014-09-10 | 2,900,000 | $0.00 | 2,900,000 | $1.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 119,352 | 2014-09-10 | 2017-09-19 | No | 4 | P | Direct |
| 2,900,000 | 2015-03-11 | 2019-09-10 | No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | $7.17 | 2013-03-20 | 2017-09-19 | 682,897 | 682,897 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-09-19 | 682,897 | 682,897 | Direct |
Footnotes
- Represents re-pricing of Warrants due to anti-dilution adjustment.
- Represents additional Warrants issued as part of anti-dilution adjustment.
- Warrant acquired as part of Units at a Unit price of $0.817. Each Unit consists of one share of common stock and a warrant to purchase one-half share of common stock at an exercise price of $1.21 per full share of common stock.
Billionaire Hedge Funds
