Filing Details

Accession Number:
0001209191-14-057611
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-12 10:04:49
Reporting Period:
2014-09-09
Filing Date:
2014-09-12
Accepted Time:
2014-09-12 10:04:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1294133 Inogen Inc INGN Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181338 Md A Ross Jaffe 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1201580 D Samuel Colella 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1228684 Phd J William Link 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1266567 G Brian Atwood 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1279592 N Barbara Lubash 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1279660 B Donald Milder 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1354131 Versant Venture Capital Ii, Lp 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1354132 Versant Affiliates Fund Ii-A, Lp 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1354307 Versant Side Fund Ii, Lp 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1354727 Versant Ventures Ii Llc 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-09 7,388 $23.25 62,733 No 4 S Indirect see footnore
Common Stock Disposition 2014-09-09 3,476 $0.00 29,537 No 4 J Indirect see footnote
Common Stock Disposition 2014-09-09 389,136 $0.00 3,306,680 No 4 J Indirect see footnote
Common Stock Acquisiton 2014-09-09 194 $0.00 194 No 4 J Indirect see footnote
Common Stock Acquisiton 2014-09-09 388 $0.00 388 No 4 J Indirect see footnote
Common Stock Acquisiton 2014-09-09 243 $0.00 243 No 4 J Indirect see footnote
Common Stock Acquisiton 2014-09-09 243 $0.00 243 No 4 J Indirect see footnote
Common Stock Acquisiton 2014-09-09 486 $0.00 486 No 4 J Indirect see footnote
Common Stock Acquisiton 2014-09-09 243 $0.00 243 No 4 J Indirect see footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect see footnore
No 4 J Indirect see footnote
No 4 J Indirect see footnote
No 4 J Indirect see footnote
No 4 J Indirect see footnote
No 4 J Indirect see footnote
No 4 J Indirect see footnote
No 4 J Indirect see footnote
No 4 J Indirect see footnote
Footnotes
  1. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $22.71 to $23.91 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  2. Shares held by Versant Affiliates Fund II-A, L.P. ("VAF II-A"). Versant Ventures II, LLC ("VVC II") serves as the sole general partner of VAF II-A. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VVC II and share voting and dispositive power over the shares held by VAF II-A, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
  3. Represents a pro-rata in-kind distribution of Common Stock of the Issuer to the partners of Versant Side Fund II, L.P. ("VSF II") without the receipt of consideration.
  4. Shares held by VSF II. VVC II serves as the sole general partner of VSF II. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VVC II and share voting and dispositive power over the shares held by VSF II, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
  5. Represents a pro-rata in-kind distribution of Common Stock of the Issuer to the partners of Versant Venture Capital II, L.P. ("VV II") without the receipt of consideration.
  6. Shares held by VV II. VVC II serves as the sole general partner of VV II. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VVC II and share voting and dispositive power over the shares held by VV II, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
  7. Represents receipt of an in-kind distribution of Common Stock from VSF II to its limited partners.
  8. Shares held by Atwood-Edminster Trust dated 4/2/2000 for the benefit of Brian G. Atwood.
  9. Shares held by Colella Family Partners and Colella Family Trust UTA Dated 9/21/92 for the benefit of Samuel D. Colella.
  10. Shares held by Jaffe Family Trust for the benefit of Ross A. Jaffe.
  11. Shares held by Link Family Trust, dated May 19, 2005 for the benefit of William J. Link.
  12. Shares held by Milder Community Property Trust Dated 11/7/91, as amended and restated 11/20/98 for the benefit of Donald B. Milder.
  13. Shares held by Robertson Family Trust U/D/T 5/7/98 for the benefit of Rebecca B. Robertson.