Filing Details

Accession Number:
0001181431-14-031785
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-11 19:36:28
Reporting Period:
2014-09-10
Filing Date:
2014-09-11
Accepted Time:
2014-09-11 18:36:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1095996 William Lyon Homes WLH Operative Builders (1531) 330864902
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233949 S Richard Robinson C/O William Lyon Homes
4695 Macarthur Court, 8Th Floor
Newport Beach CA 92660
Svp Of Finance & Acquisition No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-09-10 17,678 $8.66 42,570 No 4 M Direct
Class A Common Stock Disposition 2014-09-10 7,848 $25.04 34,722 No 4 F Direct
Class A Common Stock Disposition 2014-09-10 2,859 $24.83 31,863 No 4 S Direct
Class A Common Stock Disposition 2014-09-10 11,821 $24.69 20,042 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2014-09-10 17,678 $0.00 17,678 $8.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,535 2022-09-30 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.61 to $24.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Fifty percent (50%) of the shares vested on October 1, 2012 with one-third of the remaining shares vesting on each of December 31, 2012, 2013 and 2014, subject to certain restrictions.