Filing Details

Accession Number:
0001225208-14-019722
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-11 14:07:27
Reporting Period:
2014-09-09
Filing Date:
2014-09-11
Accepted Time:
2014-09-11 14:07:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094348 Mattersight Corp MATR Services-Management Consulting Services (8742) 364304577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201717 Jr H William Younger 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-09 19,759 $5.75 79,363 No 4 S Indirect By Trust (Sole Trustee)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust (Sole Trustee)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,443,889 Indirect By Ltd Partnership (SHV)
Common Stock 110,205 Indirect By Ltd Partnership (YVST)
Common Stock 19,759 Indirect By Profit Sharing Plan Trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.62 to $5.99, inclusive. The reporting person undertakes to provide Mattersight Corporation, any security holder of Mattersight Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
  3. Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  4. Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  5. Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.