Filing Details

Accession Number:
0001171843-14-004276
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-09 21:05:08
Reporting Period:
2014-09-05
Filing Date:
2014-09-09
Accepted Time:
2014-09-09 21:05:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3116 Akorn Inc AKRX Pharmaceutical Preparations (2834) 720717400
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1466630 A Timothy Dick 1925 West Field Court Suite 300
Lake Forest IL 60045
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-05 40,010 $38.16 67,988 No 4 A Direct
Common Stock Acquisiton 2014-09-08 100,000 $1.00 167,988 No 4 M Direct
Common Stock Disposition 2014-09-08 45,000 $37.61 122,988 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2014-09-08 100,000 $0.00 100,000 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-06-12 2019-06-12 No 4 M Direct
Footnotes
  1. The award was in the form of a grant of restricted shares, which will vest in four equal installments on September 5, 2015, September 5, 2016, September 5, 2017 and September 5, 2018.
  2. Proceeds from the sale were used to pay exercise price and taxes due upon exercise of options.
  3. Amount of Shares Beneficially Owned Following Reported Transaction includes 45,789 unvested shares subject to a restricted stock award and 77,199 shares owned outright.
  4. There was no consideration given in exchange for the security.