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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2014-09-09 16:35:59
Reporting Period:
Filing Date:
Accepted Time:
2014-09-09 16:35:59
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1394954 Gt Advanced Technologies Inc. GTAT Semiconductors & Related Devices (3674) 030606749
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325214 Thomas Gutierrez Gt Advanced Technologies Inc.
243 Daniel Webster Highway
Merrimack NH 03054
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Acquisiton 2014-09-06 15,902 $0.00 184,801 No 4 M Direct
Common Stock, Par Value $.01 Disposition 2014-09-06 6,670 $16.70 178,131 No 4 F Direct
Common Stock, Par Value $.01 Disposition 2014-09-08 9,232 $17.38 168,899 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 Restricted Stock Unit Disposition 2014-09-06 15,902 $0.00 15,902 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
111,315 No 4 M Direct
  1. These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on September 6, 2014.
  2. This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on March 14, 2014 in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.
  3. Each restricted stock unit represents the right to receive one share of common stock of GT Advanced Technologies Inc.
  4. The restricted stock units vested one-fourth on June 6, 2013, and the balance vests in equal quarterly installments over the following three years. Shares of common stock are delivered to the reporting person on vesting.