Filing Details

Accession Number:
0001179110-14-013833
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-09 13:57:42
Reporting Period:
2014-09-05
Filing Date:
2014-09-09
Accepted Time:
2014-09-09 13:57:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
826683 Merriman Holdings Inc MERR Security Brokers, Dealers & Flotation Companies (6211) 112936371
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022711 Jonathan D Merriman 250 Montgomery Street
16Th Floor
San Francisco CA 94104
Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-05 3,100 $3.82 625,926 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct