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Filing Details

Accession Number:
0001437749-14-016712
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-09 11:44:19
Reporting Period:
2014-08-13
Filing Date:
2014-09-09
Accepted Time:
2014-09-09 11:44:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1307579 Liqtech International Inc LIQT Misc Industrial & Commercial Machinery & Equipment (3590) 201431677
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528492 S Donald Debelak C/o Morse Zelnick Rose & Lander Llp
405 Park Avenue Suite 1401
New York NY 10022
President, Liqtech Na No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-13 47,500 $1.50 295,899 No 4 M Direct
Common Stock Acquisiton 2014-08-22 49,200 $1.57 345,099 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2014-08-13 47,500 $0.00 47,500 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
248,399 2015-02-28 No 4 M Direct
Footnotes
  1. Mr. Debelak exercised 47,500 stock options having an exercise price of $1.50 per share on August 13, 2014. The options were fully vested as of September 1, 2013.
  2. Includes 142,500 stock options having an exercise price of $3.00 that vested in three equal annual installments on August 24, 2011, September 1, 2012 and September 1, 2013 and 58,399 stock options having an exercise price of $3.28 vesting in three equal annual installments on March 23, 2012, March 23, 2013 and March 23, 2014.