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Home > Insider Trading > Filing (0000091142-14-000050)

Filing Details

Accession Number:: 0000091142-14-000050
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-08 12:03:02
Reporting Period:: 2014-09-05

Filing Date:: 2014-09-08
Accepted Time:: 2014-09-08 12:03:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91142	Smith A O Corp	AOS	Household Appliances (3630)	390619790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1464950	M Wilfridus Brouwer	A. O. Smith Holdings (Barbados) Srl 6/F Luk Kwok Centre, 72 Glocester Road Wan Chai K3 99907	President - Aoshbsrl	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-09-05	15,000	$8.20	28,787	No	4	M	Direct
Common Stock	Acquisiton	2014-09-05	10,200	$21.56	38,987	No	4	M	Direct
Common Stock	Disposition	2014-09-05	25,200	$49.29	13,787	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2014-09-08	15,000	$0.00	15,000	$8.20
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2014-09-05	10,200	$0.00	10,200	$21.56

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
34,200	2010-03-02	2019-03-02	No	4	M	Direct
24,000	2012-02-07	2021-02-07	No	4	M	Direct