Filing Details
- Accession Number:
- 0001179110-14-013769
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-05 16:30:44
- Reporting Period:
- 2014-09-03
- Filing Date:
- 2014-09-05
- Accepted Time:
- 2014-09-05 16:30:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 2491 | Bally Technologies Inc. | BYI | Services-Prepackaged Software (7372) | 880104066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1436046 | Neil Davidson | 6601 S. Bermuda Road Las Vegas NV 89119 | Svp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 Per Share | Disposition | 2014-09-03 | 3,540 | $80.00 | 37,578 | No | 4 | S | Direct | |
| Common Stock, Par Value $.10 Per Share | Acquisiton | 2014-09-03 | 2,500 | $23.47 | 40,078 | No | 4 | M | Direct | |
| Common Stock, Par Value $.10 Per Share | Disposition | 2014-09-03 | 2,500 | $80.00 | 37,578 | No | 4 | S | Direct | |
| Common Stock, Par Value $.10 Per Share | Acquisiton | 2014-09-03 | 10,000 | $37.76 | 47,578 | No | 4 | M | Direct | |
| Common Stock, Par Value $.10 Per Share | Disposition | 2014-09-03 | 10,000 | $80.00 | 37,578 | No | 4 | S | Direct | |
| Common Stock, Par Value $.10 Per Share | Acquisiton | 2014-09-03 | 6,000 | $42.54 | 43,578 | No | 4 | M | Direct | |
| Common Stock, Par Value $.10 Per Share | Disposition | 2014-09-03 | 6,000 | $80.00 | 37,578 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2014-09-03 | 2,500 | $0.00 | 2,500 | $23.47 |
| Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2014-09-03 | 10,000 | $0.00 | 10,000 | $37.76 |
| Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2014-09-03 | 6,000 | $0.00 | 6,000 | $42.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-08 | No | 4 | M | Direct | |
| 10,000 | 2018-12-06 | No | 4 | M | Direct | |
| 0 | 2016-10-16 | No | 4 | M | Direct |
Footnotes
- The sales were pursuant to a Rule 10b5-1 Trading Agreement entered into on February 17, 2014.
- Includes 194 shares acquired under the Bally Technologies, Inc. Employee Stock Purchase Plan on May 30, 2014.
- The options vested as follows: 1,250 on 3/8/2008, 1,250 on 3/8/2009, 1,250 on 3/8/2010 and 1,250 on 3/8/2011.
- Granted as compensation for services.
- The options vest as follows: 5,000 on 12/6/2012, 5,000 on 12/6/2013, 5,000 on 126/2014 and 5,000 on 12/6/2015.
- The options vested as follows: 3,000 on 10/16/2011, 1,500 on 10/16/2012 and 1,500 on 10/16/2013.
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