Filing Details

Accession Number:
0001140361-14-034882
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-04 18:37:41
Reporting Period:
2014-05-09
Filing Date:
2014-09-04
Accepted Time:
2014-09-04 18:37:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
728331 Sutron Corp STRN Measuring & Controlling Devices, Nec (3829) 541006352
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1472885 L.p. Fund Microcap Perlus 5Th Floor, 37 Esplanade
St. Helier Y9 JE1 2TR
No No Yes No
1600873 Ltd Perlus 5Th Floor, 37 Esplanade
St. Helier Y9 JE1 2T4
No No Yes No
1601068 Llp Management Investment Perlus North Hall Farm Road
North Hall Road
Quendon, Essex X0 CB113XP
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-09 8,707 $5.25 628,341 No 4 P Direct
Common Stock Acquisiton 2014-05-09 655 $5.25 19,758 No 4 P Indirect (2)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect (2)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 619,634 Direct
Common Stock 19,103 Indirect (2)
Footnotes
  1. The Perlus Microcap Fund L.P. is the beneficial owner of the shares of common stock of Sutron Corporation (the "Shares"). Perlus Limited, the general partner of The Perlus Microcap Fund L.P., exercises sole voting power and shares dispositive control over the Shares with Perlus Investment Management LLP. Each of Perlus Limted and Perlus Investment Management LLP disclaims beneficial ownership of the Shares, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that either Perlus Limited or Perlus Investment Management is a beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.
  2. Perlus Investment Management LLP holds these shares in a managed account on behalf of its client. Perlus Investment Management LLP generates performance fees on this managed account and is deemed to have indirect pecuniary interest in these shares. Perlus Microcap Fund L.P., Perlus Limited and Perlus Investment Management LLP disclaim any beneficial ownership of these shares.