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Home > Insider Trading > Filing (0001206774-14-002795)

Filing Details

Accession Number:
0001206774-14-002795
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-04 17:40:03
Reporting Period:
2014-09-02
Filing Date:
2014-09-04
Accepted Time:
2014-09-04 17:40:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880562 Daegis Inc. DAEG Services-Prepackaged Software (7372) 942710559
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1424399 Robert Bozeman 600 E. Las Colinas Blvd.
Suite 1500
Irving TX 75039		 Yes No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-29 3,700 $1.09 13,700 No 4 P Direct
Common Stock Acquisiton 2014-08-29 300 $1.09 14,000 No 4 P Direct
Common Stock Acquisiton 2014-08-29 400 $1.05 14,400 No 4 P Direct
Common Stock Acquisiton 2014-08-29 600 $1.03 15,000 No 4 P Direct
Common Stock Acquisiton 2014-08-29 4,400 $1.09 19,400 No 4 P Direct
Common Stock Acquisiton 2014-08-29 600 $1.05 20,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,000 Direct
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $6.25 2018-01-14 4,000 4,000 Direct
Common Stock Stock Option $6.40 2018-05-02 5,000 9,000 Direct
Common Stock Stock Option $2.60 2019-05-05 6,500 15,500 Direct
Common Stock Stock Option $3.56 2020-05-04 10,000 25,500 Direct
Common Stock Stock Option $2.90 2021-05-02 5,000 30,500 Direct
Common Stock Stock Option $1.92 2021-07-01 7,500 38,000 Direct
Common Stock Stock Option $1.40 2022-05-01 12,500 50,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-01-14 4,000 4,000 Direct
2018-05-02 5,000 9,000 Direct
2019-05-05 6,500 15,500 Direct
2020-05-04 10,000 25,500 Direct
2021-05-02 5,000 30,500 Direct
2021-07-01 7,500 38,000 Direct
2022-05-01 12,500 50,500 Direct
Footnotes
  1. Option granted 01/14/2008 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  2. Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  3. Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  4. Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  5. Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  6. Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  7. Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.