Filing Details

Accession Number:
0000789132-14-000148
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-04 16:21:17
Reporting Period:
2014-09-03
Filing Date:
2014-09-04
Accepted Time:
2014-09-04 16:21:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789132 Spectranetics Corp SPNC Electromedical & Electrotherapeutic Apparatus (3845) 840997049
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1585498 Mcintosh Kimberly Bridges 9965 Federal Drive
Colorado Springs CO 80921
Sr Vp, Sales & Mktg, Vi No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Spnc Common Stock Acquisiton 2014-09-03 10,382 $15.79 10,882 No 4 M Direct
Spnc Common Stock Disposition 2014-09-03 10,382 $29.38 500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Spnc Common Stock SPNC Stock Option Grant Disposition 2014-09-03 10,382 $0.00 10,382 $15.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
39,618 2023-08-30 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.18 to $29.50, inclusive. The reporting person undertakes to provide to The Spectranetics Corporation, any security holder of The Spectranetics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  2. Grant date 8/30/2013. Options are on a 4 year, 100% vesting schedule; 25% vest on 8/30/2014; 6.25% vests each calendar quarter thereafter. 100% fully vested on 8/30/2017. Options expire at the end of 10 years or on 8/30/2023.