Filing Details

Accession Number:
0001127602-14-027182
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-04 15:15:20
Reporting Period:
2014-09-03
Filing Date:
2014-09-04
Accepted Time:
2014-09-04 14:15:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38777 Franklin Resources Inc BEN Investment Advice (6282) 132670991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1010262 E Gregory Johnson C/O Franklin Resources, Inc.
One Franklin Parkway
San Mateo CA 94403-1906
Chairman, Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.10 Acquisiton 2013-12-16 514 $0.00 1,862,018 No 5 G Direct
Common Stock, Par Value $.10 Acquisiton 2013-12-16 1,028 $0.00 61,958 No 5 G Indirect As A Trustee For Minor Child
Common Stock, Par Value $.10 Acquisiton 2013-12-16 514 $0.00 16,078 No 5 G Indirect By Spouse
Common Stock, Par Value $.10 Disposition 2013-12-18 180 $0.00 1,861,838 No 5 G Direct
Common Stock, Par Value $.10 Disposition 2013-12-24 986 $0.00 1,860,852 No 5 G Direct
Common Stock, Par Value $.10 Acquisiton 2013-12-24 986 $0.00 62,944 No 5 G Indirect As A Trustee For Minor Child
Common Stock, Par Value $.10 Disposition 2014-03-18 3,810 $0.00 1,857,042 No 5 G Direct
Common Stock, Par Value $.10 Disposition 2014-05-05 283 $0.00 1,856,759 No 5 G Direct
Common Stock, Par Value $.10 Disposition 2014-06-05 2,728 $0.00 1,854,031 No 5 G Direct
Common Stock, Par Value $.10 Disposition 2014-06-05 91 $0.00 1,853,940 No 5 G Direct
Common Stock, Par Value $.10 Disposition 2014-06-23 2,193 $0.00 1,851,747 No 5 G Direct
Common Stock, Par Value $.10 Disposition 2014-09-03 50,000 $56.77 1,801,747 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect As A Trustee For Minor Child
No 5 G Indirect By Spouse
No 5 G Direct
No 5 G Direct
No 5 G Indirect As A Trustee For Minor Child
No 5 G Direct
No 5 G Direct
No 5 G Direct
No 5 G Direct
No 5 G Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.10 4,731 Indirect By 401(k)
Common Stock, Par Value $.10 2,565,000 Indirect By Business Limited Partnership
Common Stock, Par Value $.10 8,100 Indirect By Business Trust
Common Stock, Par Value $.10 396,000 Indirect By Venture Limited Partnership
Footnotes
  1. Not applicable.
  2. Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
  3. Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.41 to $56.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. Of the amount of securities beneficially owned, 155,758 shares represent unvested restricted stock awards.
  6. Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 11, 2014.
  7. Business limited partnership under control of Reporting Person.
  8. Business trust for the benefit of Reporting Person and Reporting Person's children.
  9. Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.