Filing Details

Accession Number:
0001054374-14-000134
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-03 20:38:07
Reporting Period:
2014-08-29
Filing Date:
2014-09-03
Accepted Time:
2014-09-03 20:38:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054374 Broadcom Corp BRCM Semiconductors & Related Devices (3674) 330480482
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1057449 A Scott Mcgregor 5300 California Avenue
Irvine CA 92617
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-08-29 39,300 $32.39 1,750,902 No 4 M Direct
Class A Common Stock Disposition 2014-08-29 39,300 $39.42 1,711,602 No 4 S Direct
Class A Common Stock Acquisiton 2014-09-02 100,000 $32.39 1,811,602 No 4 M Direct
Class A Common Stock Disposition 2014-09-02 100,000 $39.32 1,711,602 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee stock option (right to buy) Disposition 2014-08-29 39,300 $0.00 39,300 $32.39
Class A Common Stock Employee stock option (right to buy) Disposition 2014-09-02 100,000 $0.00 100,000 $32.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
150,000 2016-01-02 No 4 M Direct
50,000 2016-01-02 No 4 M Direct
Footnotes
  1. The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Such transaction was executed in multiple trades at prices ranging from $38.81 to $39.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Includes (i) 767,914 shares that are held as Class A common stock and (ii) 943,688 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
  4. All shares subject to such option are fully vested and immediately exercisable.