Filing Details

Accession Number:
0001225208-14-019400
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-03 18:14:10
Reporting Period:
2014-09-02
Filing Date:
2014-09-03
Accepted Time:
2014-09-03 18:14:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
39368 Fuller H B Co FUL Adhesives & Sealants (2891) 410268370
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1443909 James Owens 1200 Willow Lake Boulevard
P.o. Box 64683
St. Paul MN 55164-0683
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-02 1,800 $47.34 166,616 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 333 Indirect By 401(k) Plan
Common Stock 280 Indirect By Son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right-to-Buy) $22.27 2021-01-20 48,331 48,331 Direct
Common Stock Employee Stock Option (Right-to-Buy) $48.92 2024-01-23 79,061 79,061 Direct
Common Stock Employee Stock Option (Right-to-Buy) $39.64 2023-01-24 80,697 80,697 Direct
Common Stock Employee Stock Option (Right-to-Buy) $28.40 2022-01-26 77,881 77,881 Direct
Common Stock Employee Stock Option (Right-to-Buy) $25.19 2021-07-07 15,748 15,748 Direct
Common Stock Employee Stock Option (Right-to-Buy) $19.03 2018-10-02 7,385 7,385 Direct
Common Stock Employee Stock Option (Right-to-Buy) $20.57 2019-12-03 33,275 33,275 Direct
Common Stock Employee Stock Option (Right-to-Buy) $14.15 2018-12-04 47,663 47,663 Direct
Common Stock Restricted Stock Units $0.00 2017-01-23 23,441 23,441 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-01-20 48,331 48,331 Direct
2024-01-23 79,061 79,061 Direct
2023-01-24 80,697 80,697 Direct
2022-01-26 77,881 77,881 Direct
2021-07-07 15,748 15,748 Direct
2018-10-02 7,385 7,385 Direct
2019-12-03 33,275 33,275 Direct
2018-12-04 47,663 47,663 Direct
2017-01-23 23,441 23,441 Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2014.
  2. Amended and Restated Year 2000 Stock Incentive Plan: 189,261 restricted shares were awarded. Amount includes (i) 26,625 restricted shares that are 100% vested; (ii) 6,502 restricted shares that vest in three equal installments beginning on July 7, 2012; and (iii) subject to one or more performance measures being achieved, (a) 19,961 restricted shares that vested in three equal installments beginning on Jan. 20, 2012; (b) 31,472 restricted shares that vest in three equal installments beginning on Jan. 26, 2013; (c) 30,794 restricted shares that will vest in three equal annual installments beginning on Jan. 24, 2014; and (d) 73,907 restricted shares (50% of these shares will vest on January 24, 2016 and 50% will vest on Jan. 24, 2017). Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
  3. 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
  4. Held jointly by spouse and son.
  5. Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
  6. Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
  7. Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014.
  8. Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
  9. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
  10. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015, subject to one or more performance measures being achieved.