Filing Details

Accession Number:
0001209191-14-055655
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-03 17:17:50
Reporting Period:
2014-08-29
Filing Date:
2014-09-03
Accepted Time:
2014-09-03 17:17:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
931015 Polaris Industries Inc PII Miscellaneous Transportation Equipment (3790) 411790959
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1307660 J Bennett Morgan 2100 Highway 55
Medina MN 55340
President & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-29 2,721 $21.79 109,473 No 4 M Direct
Common Stock Disposition 2014-08-29 2,721 $146.04 106,752 No 4 S Direct
Common Stock Acquisiton 2014-09-02 66,637 $21.79 173,389 No 4 M Direct
Common Stock Disposition 2014-09-02 15,392 $147.01 157,997 No 4 S Direct
Common Stock Disposition 2014-09-02 51,245 $146.52 106,752 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-08-29 2,721 $0.00 2,721 $21.79
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-09-02 66,637 $0.00 66,637 $21.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
91,637 2011-01-31 2018-01-31 No 4 M Direct
25,000 2011-01-31 2018-01-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,650 Indirect By Sharon Morgan Living Trust
Common Stock 300 Indirect By Son
Common Stock 190 Indirect By Son II
Common Stock 22,664 Indirect By Morgan Lifetime Trust
Common Stock 6,053 Indirect By ESOP
Footnotes
  1. Reflects the weighted average price of 2,721 shares of Common Stock sold by the reporting person in multiple transactions on August 29, 2014 with sale prices ranging from $146.00 to $146.1875 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects the weighted average price of 15,392 shares of Common Stock sold by the reporting person in multiple transactions on September 2, 2014 with sale prices ranging from $147.00 to $147.04 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Reflects the weighted average price of 51,245 shares of Common Stock sold by the reporting person in multiple transactions on September 2, 2014 with sale prices ranging from $146.15 to $147.03 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
  5. Estimate of the number of shares held in the reporting person's ESOP fund as of August 29, 2014. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock.