Filing Details
- Accession Number:
- 0000066756-14-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-03 11:19:57
- Reporting Period:
- 2014-09-02
- Filing Date:
- 2014-09-03
- Accepted Time:
- 2014-09-03 11:19:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66756 | Allete Inc | ALE | Electric & Other Services Combined (4931) | 410418150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1283203 | A Deborah Amberg | 30 West Superior Street Duluth MN 55802 | Srvp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-02 | 3,549 | $41.35 | 18,084 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-02 | 3,549 | $48.42 | 14,535 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt. to Buy) | Disposition | 2014-09-02 | 3,549 | $0.00 | 3,549 | $41.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,731 | Indirect | By RSOP Trust |
Footnotes
- Includes shares acquired in exempt transactions under the dividend reinvestment feature of ALLETE's stock purchase and dividend reinvestment plan and the dividend equivalent feature of restricted stock granted under ALLETE's executive long-term compensation plan; all based on plan information available as of August 31, 2014.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.32 to $48.54, inclusive. The reporting person undertakes to furnish to any ALLETE shareholder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range provided above.
- Includes shares acquired in exempt transactions under ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of August 31, 2014.
- This option vested in three equal installments on February 1, 2006, February 1, 2007, and February 1, 2008.
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