Filing Details

Accession Number:
0001079973-14-000465
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-02 18:29:10
Reporting Period:
2014-08-29
Filing Date:
2014-09-02
Accepted Time:
2014-09-02 18:29:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
885074 Authentidate Holding Corp ADAT Services-Computer Integrated Systems Design (7373) 141673067
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232118 Lllp Partners Investment Lazarus 3200 Cherry Creek South Drive
Suite 670
Denver CO 80209
No No Yes No
1531960 B Justin Borus 3200 Cherry Creek South Drive
Suite 670
Denver CO 80209
No No Yes No
1531964 Lazarus Management Co Llc 3200 Cherry Creek South Drive
Suite 670
Denver CO 80209
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-29 704,225 $0.71 6,588,356 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (to buy) Acquisiton 2014-08-29 232,394 $0.00 232,394 $0.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
232,394 2015-03-03 2019-09-03 No 4 P Direct
Footnotes
  1. In addition to this total, Lazarus Management Company LLC, as investment advisor and general partner and Justin B. Borus, as managing member of Lazarus Management Company LLC hold an indirect interest in7,500 shares of Common Stock that are held directly by Lazarus Macro Micro Partners LLLP. Lazarus Investment Partners LLLP holds no interest in these securities and Lazarus Management Company LLC and Justin B. Borus disclaim beneficial ownership except to the extent of their pecuniary interest therein.
  2. The warrants cannot be exercised except during the exercise period specified and also contain cashless exercise provisions that may apply under certain conditions. Warrants were issued together with Common Stock for a purchase price of $0.71 per share of Common Stock with no additional consideration for the Warrants. Exercise and conversion dates assume closing will occur on 9/3/14. If closing is delayed the dates will be delayed by the same number of days.