Filing Details
- Accession Number:
- 0000808450-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-10 19:03:04
- Reporting Period:
- 2011-01-07
- Filing Date:
- 2011-01-10
- Accepted Time:
- 2011-01-10 19:03:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 808450 | Navistar International Corp | NAV | Motor Vehicles & Passenger Car Bodies (3711) | 363359573 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1302423 | W Greg Elliott | 4201 Winfield Road Warrenville IL 60555 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-07 | 7,200 | $38.20 | 28,735 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-07 | 7,200 | $59.20 | 21,535 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-01-07 | 3,982 | $0.00 | 3,982 | $38.20 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-01-07 | 3,218 | $0.00 | 3,218 | $38.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-12-11 | No | 4 | M | Direct | |
| 0 | 2011-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 246 | Indirect | By Navistar 401(k) Plan |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging form $59.19 to $59.21, inclusive. The reporting person undertakes to provide Navistar International Corporation, any security holder of Navistar International Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The Option became exercisable in three annual installments as follows: 280 shares on 12/11/2002; 1,302 shares on 12/11/2003; and 2,400 shares on 12/11/2004.
- The Option became exercisable as follows: 2,120 shares on 12/11/2002 and 1,098 shares on 12/11/2003.
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