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Home > Insider Trading > Filing (0001604682-14-000006)

Filing Details

Accession Number:: 0001604682-14-000006
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-02 11:44:13
Reporting Period:: 2014-09-02

Filing Date:: 2014-09-02
Accepted Time:: 2014-09-02 11:44:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
920427	Unity Bancorp Inc	UNTY	State Commercial Banks (6022)	223282551

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1238309	Allen Tucker	C/O Unity Bank 64 Old Hwy 22 Clinton NJ 08809		Yes	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-09-02	35,938	$8.30	302,329	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	60,158	Indirect	Owned by Spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$0.00			19,819	19,819	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	19,819	19,819	Direct

Footnotes

48,251 shares held at R & T; 11,059 restricted stock; 207,081 in brokerage accounts; 35,938 purchased through Rights Offering for a total of 302,329.
12,753 shares held at R & T; 41,937 shares held in brokerage account; 5,468 shares purchased through Rights Offering for a total of 60,158.
Total vested stock options: 4,863 at $9.83 expires on 11/18/14; 2,756 at $12.62 expire 1/25/17; 4,200 at $7.10 expire 12/20/17; 8,000 at $3.80 expire 12/18/18.