Filing Details

Accession Number:
0001604682-14-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-02 11:07:25
Reporting Period:
2014-09-02
Filing Date:
2014-09-02
Accepted Time:
2014-09-02 11:07:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920427 Unity Bancorp Inc UNTY State Commercial Banks (6022) 223282551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1449046 Raj Patel C/O Unity Bank
64 Old Highway 22
Clinton NJ 08809
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-02 880 $8.30 10,621 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $0.00 12,200 12,200 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
12,200 12,200 Direct
Footnotes
  1. 941 shares held in brokerage account; 8,800 restricted shares; 880 shares purchased through Rights Offering for a total of 10,621 shares
  2. Total vested stock options: 4,200 at $7.10 expire 12/20/17; 8,000 at $3.80 expire 12/18/18.