Filing Details

Accession Number:
0001127602-14-026816
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-29 17:42:08
Reporting Period:
2014-08-28
Filing Date:
2014-08-29
Accepted Time:
2014-08-29 17:42:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1570585 Liberty Global Plc LBTY Cable & Other Pay Television Services (4841) 981089808
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1058725 T Michael Fries 38 Hans Crescent
London X0
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Ordinary Shares Disposition 2014-06-06 100,000 $42.80 945,009 No 5 G Direct
Class A Ordinary Shares Acquisiton 2014-08-28 73,809 $9.87 418,562 No 4 M Direct
Class C Ordinary Shares Acquisiton 2014-08-28 147,617 $9.30 1,092,626 No 4 M Direct
Class C Ordinary Shares Acquisiton 2014-08-28 73,808 $9.77 1,166,434 No 4 M Direct
Class A Ordinary Shares Disposition 2014-08-28 73,809 $44.10 344,753 No 4 S Direct
Class C Ordinary Shares Disposition 2014-08-28 221,425 $42.59 945,009 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Ordinary Shares Stock Option A (right to buy) Disposition 2014-08-28 73,809 $0.00 73,809 $9.87
Class C Ordinary Shares Stock Option C (right to buy) Disposition 2014-08-28 147,617 $0.00 147,617 $9.30
Class C Ordinary Shares Stock Option C (right to buy) Disposition 2014-08-28 73,808 $0.00 73,808 $9.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-11-24 No 4 M Direct
0 2014-11-24 No 4 M Direct
0 2014-11-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class C Ordinary Shares 13,063 Indirect By 401(k) Plan
Class A Ordinary Shares 1,977 Indirect By 401(k) Plan
Footnotes
  1. On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option previously reported as an option for 147,617 shares at an exercise price of $19.64 per share was adjusted to reflect the dividend.
  2. Since the date of the reporting person's last ownership report, he transferred to his ex-spouse pursuant to a domestic relations order the following securities of the Issuer: (1) 288,106 Class A ordinary shares and 873,456 Class C ordinary shares; (2) 50% of his options to purchase Class A ordinary shares and Class C ordinary shares; (3) 50% of his restricted share units for Class A ordinary shares and Class C ordinary shares; and (4) 50% of his stock appreciation rights based Class A ordinary shares and Class C ordinary shares.
  3. On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class C option previously reported as an option for 147,617 shares at an exercise price of $18.60 per share was adjusted to reflect the dividend.
  4. On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option was adjusted for the dividend by allocating the exercise price of the original Class A option between an option based on Class A ordinary shares and an option based on Class C ordinary shares.
  5. The price reflects a weighted average of sales made at prices ranging from $44.015 to $44.315. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
  6. The price reflects a weighted average of sales made at prices ranging from $42.465 to $42.885. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
  7. The option is immediately exercisable.