Filing Details

Accession Number:
0001144204-14-053212
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-29 10:12:58
Reporting Period:
2014-08-28
Filing Date:
2014-08-29
Accepted Time:
2014-08-29 10:12:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578620 Alcentra Capital Corp ABDC () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604612 J Paul Echausse C/O Alcentra Capital Corp., 200 Park Ave
7Th Fl
New York NY 10166
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-28 1,000 $13.58 2,300 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 58,040 Indirect via BNY Mellon-Alcentra Mezzanine III, L.P.