Filing Details
- Accession Number:
- 0001540277-14-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-28 19:15:54
- Reporting Period:
- 2014-08-26
- Filing Date:
- 2014-08-28
- Accepted Time:
- 2014-08-28 19:15:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375365 | Super Micro Computer Inc. | SMCI | Electronic Computers (3571) | 770353939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1239182 | K Gregory Hinckley | Super Micro Computer, Inc. 980 Rock Ave. San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-26 | 18,000 | $6.21 | 18,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-26 | 4,500 | $4.63 | 22,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-26 | 4,500 | $12.68 | 27,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-26 | 4,500 | $15.54 | 31,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-26 | 4,500 | $17.69 | 36,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-26 | 6,750 | $17.29 | 42,750 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-26 | 7,500 | $12.37 | 50,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-26 | 50,250 | $24.69 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | StockOption(right to buy) | Disposition | 2014-08-26 | 18,000 | $0.00 | 18,000 | $6.21 |
| Common Stock | StockOption(right to buy) | Disposition | 2014-08-26 | 4,500 | $0.00 | 4,500 | $4.63 |
| Common Stock | StockOption(right to buy) | Disposition | 2014-08-26 | 4,500 | $0.00 | 4,500 | $12.68 |
| Common Stock | StockOption(right to buy) | Disposition | 2014-08-26 | 4,500 | $0.00 | 4,500 | $15.54 |
| Common Stock | StockOption(right to buy) | Disposition | 2014-08-26 | 4,500 | $0.00 | 4,500 | $17.69 |
| Common Stock | StockOption(right to buy) | Disposition | 2014-08-26 | 6,750 | $0.00 | 6,750 | $17.29 |
| Common Stock | StockOption(right to buy) | Disposition | 2014-08-26 | 7,500 | $0.00 | 7,500 | $12.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-01-26 | No | 4 | M | Direct | |
| 0 | 2019-02-26 | No | 4 | M | Direct | |
| 0 | 2020-02-09 | No | 4 | M | Direct | |
| 0 | 2021-02-08 | No | 4 | M | Direct | |
| 0 | 2022-02-08 | No | 4 | M | Direct | |
| 5,250 | 2022-04-23 | No | 4 | M | Direct | |
| 0 | 2023-02-14 | No | 4 | M | Direct |
Footnotes
- The stock option is fully vested.
- 1/4th of the total number of shares subject ot the option vest on April 23, 2013, and the remainder vest in equal quarterly installments over a 3-year period thereafter, subject to the Reporting Person's continued service to the Issuer.
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