Filing Details

Accession Number:
0001140361-11-002217
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-10 17:10:44
Reporting Period:
2011-01-06
Filing Date:
2011-01-10
Accepted Time:
2011-01-10 17:10:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1023844 National Holdings Corp NHLD Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 364128138
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1104465 Bedford Oak Advisors Llc 100 South Bedford Road
Mt Kisco NY 10549
No No Yes No
1104706 P Harvey Eisen 100 South Bedford Road
Mt. Kisco NY 10549
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.02 Par Value Acquisiton 2011-01-06 5,000 $0.39 3,346,010 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Footnotes
  1. See Exhibit 99.1, Item 1.
  2. See Exhibit 99.1, Item 2.