Filing Details

Accession Number:
0001209191-14-054713
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-27 18:03:24
Reporting Period:
2014-08-25
Filing Date:
2014-08-27
Accepted Time:
2014-08-27 18:03:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1059790 Pozen Inc POZN Pharmaceutical Preparations (2834) 621657552
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208290 E John Barnhardt C/o Pozen Inc.
1414 Raleigh Road, Suite 400
Chapel Hill NC 27517
Vp, Finance And Administration No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-25 222 $4.64 42,543 No 4 M Direct
Common Stock Disposition 2014-08-25 222 $8.25 42,321 No 4 S Direct
Common Stock Acquisiton 2014-08-25 4,071 $1.98 46,392 No 4 M Direct
Common Stock Disposition 2014-08-25 4,071 $8.25 42,321 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2014-08-25 222 $0.00 222 $4.64
Common Stock Stock Option Disposition 2014-08-25 4,071 $0.00 4,071 $1.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-03-13 No 4 M Direct
0 2021-10-03 No 4 M Direct
Footnotes
  1. Stock option exercise and open market sales pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. The options vested in four equal annual installments, with the initial vesting date occurring on March 13, 2010.
  3. The options vested in three equal installments upon the achievement of certain performance criteria.