Filing Details

Accession Number:
0001181431-14-030325
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-27 17:59:05
Reporting Period:
2014-08-25
Filing Date:
2014-08-27
Accepted Time:
2014-08-27 17:59:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120193 Nasdaq Omx Group Inc. NDAQ Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 521165937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214669 Robert Greifeld One Liberty Plaza
New York NY 10006
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2014-08-25 20,000 $43.47 925,751 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2014-08-26 60,000 $43.65 865,751 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2014-08-27 20,000 $43.50 845,751 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2014-08-27 1,200 $0.00 844,551 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 5 G Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $21.31 2019-06-30 900,000 900,000 Direct
Common Stock Employee Stock Option (Right to Buy) $35.92 2016-12-13 960,000 960,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-06-30 900,000 900,000 Direct
2016-12-13 960,000 960,000 Direct
Footnotes
  1. The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.44 to $43.52, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
  2. The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.36 to $43.78, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
  3. The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.33 to $43.66, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
  4. Represents (i) 398,800 shares of common stock acquired upon exercise of vested stock options, (ii) 209,383 vested shares of restricted stock, (iii) 235,730 vested shares underlying PSUs and (iv) 638 shares purchased under the Employee Stock Purchase Plan.
  5. Options exercisable as to 100%.
  6. Options exercisable as to 100%.