Filing Details

Accession Number:
0000921895-14-001953
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-27 17:24:51
Reporting Period:
2014-08-25
Filing Date:
2014-08-27
Accepted Time:
2014-08-27 17:24:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561743 Kindred Biosciences Inc. KIN Pharmaceutical Preparations (2834) 461160142
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454385 Oleg Nodelman C/O Kindred Biosciences, Inc.
1499 Bayshore Highway, Suite 226
Burlingame CA 94010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-25 22,967 $10.49 425,611 No 4 P Indirect By EcoR1 Capital Fund, L.P.
Common Stock Acquisiton 2014-08-25 27,933 $10.49 498,476 No 4 P Indirect By EcoR1 Capital Fund Qualified, L.P.
Common Stock Acquisiton 2014-08-26 15,497 $10.51 441,108 No 4 P Indirect By EcoR1 Capital Fund, L.P.
Common Stock Acquisiton 2014-08-26 18,847 $10.51 517,323 No 4 P Indirect By EcoR1 Capital Fund Qualified, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By EcoR1 Capital Fund, L.P.
No 4 P Indirect By EcoR1 Capital Fund Qualified, L.P.
No 4 P Indirect By EcoR1 Capital Fund, L.P.
No 4 P Indirect By EcoR1 Capital Fund Qualified, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 50,000 Direct
Footnotes
  1. Shares owned directly by EcoR1 Capital Fund, L.P. ("Capital Fund"). Mr. Nodelman, solely by virtue of his position as the manager of EcoR1 Capital, LLC ("EcoR1"), the general partner of Capital Fund, may be deemed to beneficially own the shares owned directly by Capital Fund. Mr. Nodelman expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  2. Shares owned directly by EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund"). Mr. Nodelman, solely by virtue of his position as the manager of EcoR1, the general partner of Qualified Fund, may be deemed to beneficially own the shares owned directly by Qualified Fund. Mr. Nodelman expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  3. The shares owned directly by each of Capital Fund and Qualified Fund have been adjusted from the previous Form 4 filed by Mr. Nodelman with respect to securities of the Issuer to give effect to transfers of shares between Capital Fund and Qualified Fund in connection with periodic rebalancing transactions, which occurred prior to the transactions reported herein.