Filing Details
- Accession Number:
- 0001181431-14-030223
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-27 11:29:16
- Reporting Period:
- 2014-08-25
- Filing Date:
- 2014-08-27
- Accepted Time:
- 2014-08-27 11:29:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1046025 | Heritage Financial Corp | HFWA | Savings Institutions, Not Federally Chartered (6036) | 911857900 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1219967 | A John Clees | Po Box 1578 Olympia WA 98507 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-25 | 1,500 | $11.35 | 70,008 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-25 | 1,500 | $16.56 | 68,508 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | Disposition | 2014-08-25 | 1,500 | $0.00 | 1,500 | $11.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-02-26 | 2017-02-26 | No | 4 | F | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,500 | Indirect | by Daughter |
| Common Stock | 1,050 | Indirect | by Spouse |
Billionaire Hedge Funds
