Filing Details

Accession Number:
0001209191-14-054526
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-26 19:03:59
Reporting Period:
2014-08-22
Filing Date:
2014-08-26
Accepted Time:
2014-08-26 19:03:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175483 Newcastle Investment Corp NCT Real Estate Investment Trusts (6798) 810559116
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1124465 A Randal Nardone 1345 Avenue Of The Americas, 46Th Floor
New York NY 10105
Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2014-08-22 44,933 $13.63 0 No 4 S Indirect Fortress Partners Securities LLC
Common Stock, Par Value $0.01 Per Share Disposition 2014-08-22 18,933 $13.63 0 No 4 S Indirect Fortress Partners Offshore Securities LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Fortress Partners Securities LLC
No 4 S Indirect Fortress Partners Offshore Securities LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 83,333 Indirect RAN 2012 Trust LLC
Common Stock, Par Value $0.01 Per Share 475,634 Direct
Common Stock, Par Value $0.01 Per Share 1,666 Indirect Flying O Foundation
Common Stock, Par Value $0.01 Per Share 793 Indirect Olivia Nardone UTMA
Common Stock, Par Value $0.01 Per Share 345,697 Indirect Fortress Operating Entity I LP
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. Mr. Nardone may be deemed to be the beneficial owner of these shares of common stock by virtue of his relationship to Fortress Operating Entity I ("FOE I"), Fortress Partners Securities LLC or Fortress Partners Offshore Securities LLC, as applicable. Mr. Nardone disclaims beneficial ownership of any securities of the issuer held by these entities except to the extent of his pecuniary interest therein.