Filing Details

Accession Number:
0001209191-14-054514
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-26 18:46:16
Reporting Period:
2014-08-11
Filing Date:
2014-08-26
Accepted Time:
2014-08-26 18:46:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
899460 Mannkind Corp MNKD Pharmaceutical Preparations (2834) 133607736
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1353843 Juergen Martens 28903 North Avenue Paine
Valencia CA 91355
Corporate Vp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Acquisiton 2014-08-11 220,000 $0.00 404,326 No 4 A Direct
Common Stock, $.01 Par Value Disposition 2014-08-11 107,030 $8.53 297,296 No 4 F Direct
Common Stock, $.01 Par Value Acquisiton 2014-08-21 11,500 $0.00 308,796 No 4 A Direct
Common Stock, $.01 Par Value Disposition 2014-08-22 1,338 $7.09 307,458 No 4 F Direct
Common Stock, $.01 Par Value Disposition 2014-08-22 22,775 $7.02 284,683 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.01 Par Value Employee Stock Option Acquisiton 2014-08-11 60,000 $0.00 60,000 $1.69
Common Stock, $0.01 Par Value Employee Stock Option Acquisiton 2014-08-11 240,000 $0.00 240,000 $6.85
Common Stock, $0.01 Par Value Employee Stock Option Acquisiton 2014-08-21 51,700 $0.00 51,700 $7.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
200,000 2014-08-11 2022-05-17 No 4 A Direct
480,000 2014-08-11 2023-05-23 No 4 A Direct
51,700 2015-08-21 2024-08-20 No 4 A Direct
Footnotes
  1. The reporting person was granted multiple restricted stock units that vest upon the achievement of certain defined performance milestones. On August 11, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the restricted stock units.
  2. Shares withheld to satisfy the tax liability to the vesting of a restricted stock unit award.
  3. Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year anniversary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth anniversary of the vesting determination date.
  4. Transaction occurred pursuant to Rule 10b5-1 Plan.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.9600 to $7.0715, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  6. On May 17, 2012, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 11, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the option.
  7. On May 23, 2013, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 11, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the option.
  8. 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.