Filing Details

Accession Number:
0001179110-14-013294
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-26 16:35:51
Reporting Period:
2014-08-22
Filing Date:
2014-08-26
Accepted Time:
2014-08-26 16:35:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1121702 Metabolix Inc. MBLX Miscellaneous Plastics Products (3080) 043158289
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1377830 P Oliver Peoples C/O Metabolix, Inc.
21 Erie Street
Cambridge MA 02139
Vp Research, Cso Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-22 400,000 $0.00 766,288 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Acquisiton 2014-08-22 400 $0.00 400,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
400 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 26,283 Indirect By 401k Plan
Footnotes
  1. The reported securities are included within 400,000 units of Issuer securities (the "Units") purchased by the reporting person for $0.50 per Unit pursuant to a Securities Purchase Agreement, dated August 4, 2014 by and among the Issuer and certain other qualified institutional and individual investors (the "Purchase Agreement").
  2. Each Unit consists of one share of the Issuer's common stock, par value $0.01 per share ("Common Stock") and one one-thousandth (1/1,000) of a share of the Series B Preferred Stock.
  3. Shares acquired as Company matching contributions under the Metabolix, Inc. 401(k) Plan.
  4. Each share of Preferred Stock will automatically convert into 1,000 shares of Common Stock upon the effectiveness of the filing of an amendment to the Issuer's charter to increase the number of shares of the Issuer's authorized Common Stock to not less than 150,000,000.