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Filing Details

Accession Number:
0001140361-14-034055
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-25 17:12:32
Reporting Period:
2014-08-21
Filing Date:
2014-08-25
Accepted Time:
2014-08-25 17:12:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792987 Astec Industries Inc ASTE Construction Machinery & Equip (3531) 620873631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1138525 A Richard Patek 1725 Shepherd Rd
Chattanooga TN 37421
Group Pres Aggregate & Mining No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-21 10,000 $19.43 12,775 No 4 M Direct
Common Stock Disposition 2014-08-21 6,200 $41.52 6,575 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2014-08-21 10,000 $0.00 10,000 $19.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-03-06 2015-03-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 896 Indirect by 401(k) Plan
Common Stock 3,263 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 11,221 11,221 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
11,221 11,221 Direct
Footnotes
  1. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment with Astec.
  2. Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
  3. Shares held in the reporting person's 401k account are based upon a Plan statement dated August 25, 2014.