Filing Details

Accession Number:
0001127602-14-026376
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-25 14:18:27
Reporting Period:
2014-05-08
Filing Date:
2014-08-25
Accepted Time:
2014-08-25 14:18:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602568 Stephen Pelletier 751 Broad Street, 4Th Floor
Attn. Corporate Compliance
Newark NJ 07102
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-08 1 $83.72 21 No 4 S Indirect By Spouse
Common Stock Disposition 2014-08-21 21 $90.34 0 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Spouse
No 4 S Indirect By Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 439 Indirect By 401(k)
Footnotes
  1. Due to an administrative error, share sold by spouse was inadvertently omitted on a Form 4.
  2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
  3. Following the transaction reported on this Form 4, Mr. Pelletier continues to hold 439 shares indirectly in a 401(k) account. Mr. Pelletier also holds an additional 17,418 deferred compensation shares, 17,575 vested stock options, 61,124 unvested stock options, and 17,909 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  4. Amount reported has been adjusted to include 25 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between March 31, 2014 and June 30, 2014 based on a plan statement dated June 30, 2014. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).