Filing Details
- Accession Number:
- 0001140361-14-033973
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-22 18:33:28
- Reporting Period:
- 2014-08-20
- Filing Date:
- 2014-08-22
- Accepted Time:
- 2014-08-22 18:33:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1415624 | Yume Inc | YUME | Services-Advertising Agencies (7311) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1607173 | Anthony Carvalho | C/O Yume, Inc. 1204 Middlefield Road Redwood City CA 94063 | Acting Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-19 | 3,097 | $4.12 | 14,917 | No | 5 | J | Direct | |
| Common Stock | Disposition | 2014-08-20 | 3,097 | $5.12 | 11,820 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
- Represents the aggregate of sales effected on the same day at different prices.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $4.91 to $5.22 per share. Full information regarding the number of shares sold at each price shall be provided upon request from the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Billionaire Hedge Funds
