Filing Details

Accession Number:
0001181431-14-029996
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-22 18:36:31
Reporting Period:
2014-08-20
Filing Date:
2014-08-22
Accepted Time:
2014-08-22 17:36:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1303652 Tableau Software Inc DATA Services-Prepackaged Software (7372) 470945740
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219855 James M Barrett 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-08-20 1,607,096 $0.00 1,607,096 No 4 C Indirect See Note 3
Class A Common Stock Disposition 2014-08-20 1,607,096 $0.00 0 No 4 J Indirect See Note 3
Class A Common Stock Acquisiton 2014-08-20 493,378 $0.00 493,378 No 4 J Indirect See Note 6
Class A Common Stock Disposition 2014-08-20 493,378 $0.00 0 No 4 J Indirect See Note 6
Class A Common Stock Acquisiton 2014-08-20 17,424 $0.00 17,424 No 4 J Direct
Class A Common Stock Acquisiton 2014-08-20 8,712 $0.00 8,712 No 4 J Indirect See Note 10
Class A Common Stock Acquisiton 2014-08-20 3,673 $0.00 3,673 No 4 J Indirect See Note 12
Class A Common Stock Acquisiton 2014-08-20 5,039 $0.00 5,039 No 4 J Indirect See Note 14
Class A Common Stock Acquisiton 2014-08-20 89,411 $0.00 89,411 No 4 J Indirect See Note 15
Class A Common Stock Disposition 2014-08-21 20,652 $59.19 68,759 No 4 S Indirect See Note 15
Class A Common Stock Disposition 2014-08-21 9,348 $59.79 59,411 No 4 S Indirect See Note 15
Class A Common Stock Disposition 2014-08-21 10,055 $59.73 7,369 No 4 S Direct
Class A Common Stock Disposition 2014-08-21 400 $60.56 6,969 No 4 S Direct
Class A Common Stock Disposition 2014-08-21 3,330 $60.02 343 No 4 S Indirect See Note 12
Class A Common Stock Disposition 2014-08-21 343 $59.70 0 No 4 S Indirect See Note 12
Class A Common Stock Disposition 2014-08-21 4,939 $59.49 100 No 4 S Indirect See Note 14
Class A Common Stock Disposition 2014-08-21 100 $60.65 0 No 4 S Indirect See Note 14
Class A Common Stock Disposition 2014-08-21 8,712 $59.89 0 No 4 S Indirect See Note 10
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Note 3
No 4 J Indirect See Note 3
No 4 J Indirect See Note 6
No 4 J Indirect See Note 6
No 4 J Direct
No 4 J Indirect See Note 10
No 4 J Indirect See Note 12
No 4 J Indirect See Note 14
No 4 J Indirect See Note 15
No 4 S Indirect See Note 15
No 4 S Indirect See Note 15
No 4 S Direct
No 4 S Direct
No 4 S Indirect See Note 12
No 4 S Indirect See Note 12
No 4 S Indirect See Note 14
No 4 S Indirect See Note 14
No 4 S Indirect See Note 10
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2014-08-20 1,607,096 $0.00 1,607,096 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,214,192 No 4 C Indirect
Footnotes
  1. Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
  2. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
  3. The Reporting Person is a manager of NEA 11 GP, LLC, which is the sole general partner of NEA Partners 11, Limited Partnership ("NEA Partners 11"). NEA Partners 11 is the sole general partner of New Enterprise Associates 11, Limited Partnership ("NEA 11"), the direct beneficial owner of the Shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the such portion of the Shares held by NEA 11 in which the Reporting Person has no pecuniary interest.
  4. NEA 11 made a pro rata distribution for no consideration of an aggregate of 1,607,096 shares of Class A Common Stock of the Issuer to its general partner and its limited partners on August 20, 2014.
  5. NEA Partners 11 received 493,378 shares of Class A Common Stock of the Issuer in the distribution by NEA 11 on August 20, 2014.
  6. The Reporting Person is a manager of NEA 11 GP, LLC, the sole general partner of NEA Partners 11, the direct beneficial owner of the Shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of Class A Common Stock of the Issuer held by NEA Partners 11 in which the Reporting Person has no pecuniary interest.
  7. NEA Partners 11 made a pro rata distribution for no consideration of an aggregate of 493,378 shares of Class A Common Stock of the Issuer to its limited partners on August 20, 2014.
  8. The Reporting Person received 17,424 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 11 on August 20, 2014.
  9. The Barrett 2006 Family Trust received 8,712 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 11 on August 20, 2014.
  10. The shares are directly held by the Barrett 2006 Family Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of the such portion of the shares of Class A Common Stock of the Issuer held by the Barrett 2006 Family Trust in which the Reporting Person has no pecuniary interest.
  11. The April P. Barrett Grandchildren's Trust (the "Grandchildren's Trust") received 3,673 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 11 on August 20, 2014.
  12. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of Class A Common Stock of the Issuer held by the Grandchildren's Trust in which the Reporting Person has no pecuniary interest.
  13. The Radhika Barrett Trust (the "Radhika Barrett Trust") received 5,039 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 11 on August 20, 2014.
  14. The Reporting Person is the trustee of the Radhika Barrett Trust, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of Class A Common Stock of the Issuer held by the Radhika Barrett Trust in which the Reporting Person has no pecuniary interest.
  15. The Reporting Person is a member of the Board of Directors of New Enterprise Associates LLC ("NEA LLC") which is the direct beneficial owner of the shares of Class A Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of Class A Common Stock of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest.
  16. NEA LLC received 89,411 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 11 on August 20, 2014.
  17. Not applicable.
  18. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.60 to $59.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (18) to this Form 4.
  19. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.60 to $59.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (19) to this Form 4.
  20. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.41 to $60.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (20) to this Form 4.
  21. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.41 to $60.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (21) to this Form 4.
  22. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.74 to $60.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (22) to this Form 4.
  23. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.69 to $59.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (23) to this Form 4.
  24. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.26 to $59.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (24) to this Form 4.
  25. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.62 to $60.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (25) to this Form 4.