Filing Details

Accession Number:
0001547522-14-000066
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-22 10:25:34
Reporting Period:
2014-08-19
Filing Date:
2014-08-22
Accepted Time:
2014-08-22 10:25:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
811641 Immucell Corp ICCC In Vitro & In Vivo Diagnostic Substances (2835) 010382980
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1043218 E Jonathan Rothschild C/O Immucell Corporation
56 Evergreen Drive
Portland ME 04103
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.10 Per Share Acquisiton 2014-08-19 200 $4.63 510,636 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2014-08-19 500 $4.50 511,136 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2014-08-19 1,000 $4.51 512,136 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2014-08-19 500 $4.50 512,636 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2014-08-19 200 $4.63 512,836 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2014-08-20 200 $4.61 513,036 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2014-08-20 200 $4.66 513,236 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2014-08-20 200 $4.60 513,436 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. These shares were acquired by Arterio Inc., a corporation owned soley by Mr. Rothschild
  2. This figure includes 216,255 shares of common stock held by Arterio Inc., a corporation owned soley by Mr. Rothschild and 39,255 shares held by the estate of Mr. Rothschild's parents. Mr. Rothschild is the executor of his parents' estate and is a one-third beneficiary of that estate. The distribution of the assets of that estate has not yet been resolved.