Filing Details

Accession Number:
0001614094-14-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-21 18:07:05
Reporting Period:
2014-08-19
Filing Date:
2014-08-21
Accepted Time:
2014-08-21 18:07:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1246846 L Alan Earhart 495 East Java Drive
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-19 10,000 $29.50 18,999 No 4 M Direct
Common Stock Disposition 2014-08-19 10,000 $40.94 8,999 No 4 S Direct
Common Stock Acquisiton 2014-08-19 5,000 $29.50 13,999 No 4 M Direct
Common Stock Disposition 2014-08-19 5,000 $40.94 8,999 No 4 S Direct
Common Stock Acquisiton 2014-08-19 8,500 $34.52 17,499 No 4 M Direct
Common Stock Disposition 2014-08-19 8,500 $40.94 8,999 No 4 S Direct
Common Stock Acquisiton 2014-08-19 3,000 $34.52 11,999 No 4 M Direct
Common Stock Disposition 2014-08-19 3,000 $40.94 8,999 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-08-19 10,000 $0.00 10,000 $29.50
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-08-19 5,000 $0.00 5,000 $29.50
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-08-19 8,500 $0.00 8,500 $34.52
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-08-19 3,000 $0.00 3,000 $34.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2016-10-13 No 4 M Direct
0 2016-10-13 No 4 M Direct
3,000 2019-08-30 No 4 M Direct
0 2019-08-30 No 4 M Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $40.93 to $41.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.