Filing Details

Accession Number:
0001594879-14-000042
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-21 16:42:43
Reporting Period:
2014-08-19
Filing Date:
2014-08-21
Accepted Time:
2014-08-21 16:42:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1594879 Zoe's Kitchen Inc. ZOES Retail-Eating Places (5812) 510653504
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1223284 Jr M William Barnum Zi 1677 Amalfi Dr
Pacific Palisades CA 90272
Yes No Yes No
1356616 Brentwood Associates Private Equity Iv Lp 11150 Santa Monica Blvd Ste 1200
Los Angeles CA 90025
No No Yes No
1602696 Anthony Choe C/O Zoe'S Kitchen Inc. 5700 Granite Pkwy
Granite Park Bldg #2, Suite 455
Plano TX 75024
Yes No Yes No
1602700 Rahul Aggarwal C/O Zoe'S Kichen Inc. 5700 Granite Pkwy
Granite Park Bldg #2, Suite 455
Plano TX 75024
Yes No Yes No
1604990 Brentwood Private Equity Iv, Llc 11150 Santa Monica Blvd
Suite 1200
Los Angeles CA 90025
Yes No Yes No
1605132 Brentwood Private Equity Iv, L.p. 11150 Santa Monica Blvd
Suite 1200
Los Angeles CA 90025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-08-19 4,492,332 $30.25 4,210,985 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
Footnotes
  1. In addition to Brentwood Associates Private Equity IV, L.P., this Form 4 is being filed jointly by Brentwood Private Equity IV, L.P., Brentwood Private Equity IV, LLC, Anthony Choe, William Barnum Jr. and Rahul Aggarwal.
  2. Brentwood Private Equity IV, LLC is the general partner and controls Brentwood Private Equity IV, L.P., which is the general partner and controls Brentwood Associates Private Equity IV, L.P. Brentwood Private Equity IV, LLC is controlled by its five managing members, namely William Barnum, Jr., Anthony Choe, Roger Goddu, Steven W. Moore and Eric G. Reiter. No individual holds a majority of the voting power in either of the general partners.