Home > Insider Trading > Filing (0001209191-14-053686)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1389072	Heartware International Inc.	HTWR	Surgical & Medical Instruments & Apparatus (3841)	980498958

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1404237	Jeffrey Larose	C/O Heartware International, Inc. 500 Old Connecticut Path Framingham MA 01701	Chief Scientific Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-08-19	2,179	$35.88	3,001	No	4	M	Direct
Common Stock	Disposition	2014-08-19	2,179	$81.51	822	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2014-08-19	749	$0.00	749	$35.88
Common Stock	Stock Option (right to buy)	Disposition	2014-08-19	1,430	$0.00	1,430	$35.88

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,430	2009-10-28	2016-10-28	No	4	M	Direct
0	2010-10-28	2016-10-28	No	4	M	Direct

Footnotes

The purchase price of US$35.88 has been converted from AU$38.50 at the spot rate on the date of the transaction.
The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $81.28 to $81.77. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
The exercise price of US$35.88 has been converted from AU$38.50 at the spot rate on the date of the transaction.