Filing Details

Accession Number:
0001209191-14-053620
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-20 12:36:15
Reporting Period:
2014-08-18
Filing Date:
2014-08-20
Accepted Time:
2014-08-20 12:36:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123270 Bank Mutual Corp BKMU Savings Institution, Federally Chartered (6035) 392004336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509864 A Gregory Larson 4949 West Brown Deer Rd
Milwaukee WI 53223
Senior Vp Of Bank Mutual No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-18 3,000 $6.09 70,850 No 4 P Direct
Common Stock Acquisiton 2014-08-18 1,835 $6.07 11,815 No 4 I Indirect Held in 401(k)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 I Indirect Held in 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to buy $4.74 2020-12-20 50,000 50,000 Direct
Common Stock Options to buy $3.39 2022-01-17 20,000 20,000 Direct
Common Stock Options to buy $4.82 2023-01-22 12,000 12,000 Direct
Common Stock Options to buy $7.17 2024-01-21 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-12-20 50,000 50,000 Direct
2022-01-17 20,000 20,000 Direct
2023-01-22 12,000 12,000 Direct
2024-01-21 10,000 10,000 Direct
Footnotes
  1. Includes shares acquired through a dividend reinvestment plan.
  2. Held in the Bank Mutual Corporation 401(k) Plan.
  3. Stock options granted under the 2004 Stock Incentive Plan. The options (50,000 in the original grant) vest in annual installments of 20% each beginning December 20, 2011.
  4. Stock options granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
  5. Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  6. Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.