Filing Details
- Accession Number:
- 0001225738-14-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-19 20:29:25
- Reporting Period:
- 2014-08-15
- Filing Date:
- 2014-08-19
- Accepted Time:
- 2014-08-19 20:29:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1457543 | Carefusion Corp | CFN | Surgical & Medical Instruments & Apparatus (3841) | 264123274 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1467816 | Joan Stafslien | C/O Carefusion Corporation 3750 Torrey View Court San Diego, CA 92130 | Evp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-08-15 | 12,000 | $44.04 | 28,851 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-15 | 9,586 | $0.00 | 38,437 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-15 | 4,691 | $44.04 | 33,746 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2014-08-15 | 3,363 | $0.00 | 3,363 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2014-08-15 | 3,368 | $0.00 | 3,368 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2014-08-15 | 2,855 | $0.00 | 2,855 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2014-08-15 | 7,257 | $0.00 | 7,257 | $0.00 |
| Common Stock | Options (right to buy) | Acquisiton | 2014-08-15 | 57,439 | $0.00 | 57,439 | $43.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 3,369 | No | 4 | M | Direct | ||
| 5,711 | No | 4 | M | Direct | ||
| 7,257 | No | 4 | A | Direct | ||
| 57,439 | 2021-08-15 | No | 4 | A | Direct |
Footnotes
- The sales transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $43.73 to $44.25 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Withheld to satisfy tax withholding.
- Each restricted stock unit represents a contingent right to receive one share of CareFusion common stock upon vesting.
- On 8/15/2014, these restricted stock units vested as to 3,363 shares of common stock.
- Granted without payment by grantee.
- On 8/15/2014, these restricted stock units vested as to 3,368 shares of common stock. The balance of these restricted stock units will vest as to 3,369 shares on 8/15/2015.
- On 8/15/2014, these restricted stock units vested as to 2,855 shares of common stock. The balance of these restricted stock units will vest as to 2,855 shares on 8/15/2015 and 2,856 shares on 8/15/2016.
- This award was granted pursuant to the CareFusion Corporation 2009 Long-Term Incentive Plan and vests as to one-third of the underlying shares on 8/15/2015, 8/15/2016 and 8/15/2017.
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