Filing Details

Accession Number:
0001181431-14-029709
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-19 17:15:51
Reporting Period:
2014-08-15
Filing Date:
2014-08-19
Accepted Time:
2014-08-19 17:15:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
879407 Arrowhead Research Corp ARWR Services-Commercial Physical & Biological Research (8731) 460408024
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1156207 B Douglas Given 225 South Lake Avenue, Suite 1050
Pasadena CA 91101
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-15 5,000 $2.01 25,000 No 4 M Direct
Common Stock Disposition 2014-08-15 5,000 $13.90 20,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-08-15 5,000 $0.00 5,000 $2.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
67,000 2014-05-06 2023-05-06 No 4 M Direct
Footnotes
  1. Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.