Filing Details

Accession Number:
0001140361-14-033531
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-19 17:09:06
Reporting Period:
2014-08-18
Filing Date:
2014-08-19
Accepted Time:
2014-08-19 17:09:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1541119 Sound Financial Bancorp Inc. SFBC Savings Institution, Federally Chartered (6035) 455188530
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1410557 P Matthew Deines 2005 Fifth Ave, Suite 200
Seattle WA 98121
Evp / Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-08-18 4,213 $17.78 15,948 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,015 Indirect 401(k)
Common Stock 174 Indirect UTMA
Common Stock 4,941 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $9.72 2019-01-27 2,006 2,006 Direct
Common Stock Stock Option (Right to Buy) $8.49 2022-02-28 4,371 4,371 Direct
Common Stock Stock Option (Right to Buy) $16.80 2024-01-23 18,073 18,073 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-27 2,006 2,006 Direct
2022-02-28 4,371 4,371 Direct
2024-01-23 18,073 18,073 Direct
Footnotes
  1. Options vest in five equal annual installments beginning on January 27, 2010
  2. Options vest in five equal annual installments beginning on February 28, 2013
  3. Options vest in five equal annual installments beginning on January 23, 2015