Filing Details
- Accession Number:
- 0001209191-14-053055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-18 16:38:09
- Reporting Period:
- 2014-08-15
- Filing Date:
- 2014-08-18
- Accepted Time:
- 2014-08-18 16:38:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720762 | Non Invasive Monitoring Systems Inc | NIMU | Electromedical & Electrotherapeutic Apparatus (3845) | 592007840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1380033 | Arthur Marvin Sackner | 4400 Biscayne Blvd. Miami FL 33137 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Disposition | 2014-08-15 | 1,726,621 | $0.11 | 15,000 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2014-08-15 | 6,629 | $0.11 | 0 | No | 4 | S | Indirect | Held by Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Held by Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series C Convertible Stock | Disposition | 2014-08-15 | 35,831 | $0.00 | 895,775 | $0.00 |
| Common Stock | Series C Convertible Stock | Disposition | 2014-08-15 | 1,025 | $0.00 | 25,625 | $0.00 |
| Common Stock | Series D Convertible Stock | Disposition | 2014-08-15 | 50 | $550.00 | 250,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | S | Direct | ||
| 0 | No | 4 | S | Indirect | ||
| 0 | No | 4 | S | Direct |
Footnotes
- Convertible into 25 shares of Common Stock for each share of Series C Convertible Preferred Stock at a conversion premium of $4.20 per share.
- Currently exercisable.
- Not applicable.
- The 35,080.98 shares of Series C Convertible Preferred Stock held by Marvin Sackner, individually, and the 1,025 shares of Series C Convertible Preferred Stock held by Ruth Sackner, individually, were sold for aggregate consideration of $10.00.
- Convertible into 5,000 shares of Common Stock for each share of Series D Convertible Preferred Stock.
Billionaire Hedge Funds
