Filing Details

Accession Number:
0001104659-11-000848
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-07 17:51:50
Reporting Period:
2011-01-06
Filing Date:
2011-01-07
Accepted Time:
2011-01-07 17:51:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120370 Broadwind Energy Inc. BWEN Nonferrous Foundries (Castings) (3360) 880409160
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415589 Cameron John Drecoll 24W170 Hobson Road
Naperville IL 60540
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-08-10 604,839 $0.00 10,824,629 No 4 G Direct
Common Stock Disposition 2011-01-06 130,000 $2.32 10,694,629 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 S Direct
Footnotes
  1. Includes 201,613 shares held by one of Mr. Drecoll's children. Does not include an aggregate of 604,839 shares held by three of Mr. Drecoll's children as to which he disclaims beneficial ownership.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.31 to $2.36, inclusive. The reporting person undertakes to provide to Broadwind Energy, Inc., any security holder of Broadwind Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.